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Essay: Higher Education Infrastructure w/ ETD Programs – A Comparative Analysis

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  • Published: 1 April 2019*
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Higher education infrastructure and policies of a country represents a vital parameter to measure growth rate  and  capabilities  to  face  challenges. Now market  for  higher  education  is  global  and universities and higher learning institutions are operating cross countries..   Standards and outputs are measure at international level based on various parameters. The outputs in terms of theses and dissertation are considered as an success indicator for academic/ research community of the country. Large number of institutions have system to keep ETDs on their websites and institutional repositories. There are arrangements for collaborative repositories to the extent to the national and international level.

Various studies have been undertaken to signify the role and challenges of the ETDs in different countries (Gould, 2016), (Cayabyab, 2015), (Panda, 2016), (Zeng &Sun, 2014), (Zhao & Jiang, 2004).

Tertiary education defines the higher education after completion of secondary education. It can be a catalyst for stronger society and solution for critical problems. According to World   Bank Open Data (http://data.worldbank.org) and British Council report 2015- Managing large systems, A Comparative analysis : Challenges and opportunities for large higher education systems, the governments of four countries  China, USA, UK and India are leading to allocate and spending on tertiary education as a percentage of GDP shows by chart:1.

It can be clearly shown in table:1 that China, USA, UK and India are four leading countries being government spending as percentage of the GDP, resulting in larger in numbers of graduates from tertiary education, both sexes.

Data Set : Education

Indicator : Graduates from tertiary education, both sexes

Sl.No Countries No. of Graduates from Tertiary Education

1 CHINA 9366202

2 INDIA 8846030

3 USA 3784640

4 UK 791945

Higher education system in selected four countries have different setup and approaches in regard to repository provisions of ETDs. As Ph.D programmes are the best pillars for systematic education quality for graduate education system. Thesis and dissertations are the research outputs and reports of the graduate and Ph.D scholars. Advancement of ICT has presented latest tools and techniques to support researchers. As the name described ' Electronic Thesis and Dissertations' are the electronic forms of thesis and dissertation. The idea of ETD was first started in Virginia Tech polytechnic in 1987 (Sengupta, 2015). The efforts were supported by various sources with in a period of ten years. As a result, Networked Digital library of thesis and dissertation  ( NDLTD) has been framed (Fox, 2013).

NDLTD is a non-profitable U.S based organization with aim to promote ETD education, development, dissemination of information, creation of standards and extended cooperation between ETD groups.

Most detailed understanding of ETD terms may be in word of Virginia tech polytechnic,

'A thesis is a work generated in support of candidature for a doctorate or master's degree respectively which presents the author's research and findings. Electronic versions of thesis and dissertations are called ETD' (Sengupta. S, 2015).

In the age of open access of research data, ETDs plays key role for sharing of resources. ETDs do have advocacy for open access which enhance visibility of research work. Due to fast searching facilities it may be easily explored by the researchers to get fruitful results.

2. Cooperative ETDs

China, USA, UK and India have large number of universities. These countries have primary goal to provide  higher  education  to  a  larger  mass  of  students.  As,  ETDs  have  been  recognized  as  a  best supportive tool for researchers. There is immediate requirement of cooperative ETD repository at national level.

The success of a  National ETD repository rests on regular contribution by their members. So it is  necessary to study the existing ETD facilities and services in the countries under study.

China Academic library and information system (CALIS) has been founded in 9th  five year program of china. Under national administrative centre, Ministry of Education of china in 1996. The synthesis of CALIS has been done to build a strong academic library system in china. CALIS head quarter of National Administrative Centre has been situated in peeking university. This project has been implemented in various phases. National effort for Cooperative ETD named as  CALIS-ETD has been launched in 1999. It has been completed three phases and forth phase is running. CALIS Electronic Thesis and Dissertation Digital Library ( CALIS-ETD-DL) is a distributed digital library system. CALIS-ETD project has more than 100 member libraries. Around 1.72 million Chinese ETD are recorded. It has been launched for the ETD resource sharing among universities in china. CALIS-ETD-DL project has been planned to cater ETD resources sharing among 1000 or more chines universities. CALIS-ETD platform is an integrated system of available sources for Thesis and Dissertation in china. Electronic Thesis and Dissertations from member libraries, NDLTD, PQDT have been pooled under one system.

3.2   USA ETD Program:

3.2.1  Virginia polytechnic institute and State University, popularly known as Virginia Tech.  Initiation of ETD  concept  has  been  credited  to  Virginia  Tech  University  since  1980.  The  mandate  for  online submission of thesis and dissertations started from 1997. Virginia tech ETDs primary goal is to provide open access to Thesis and Dissertation database.

3.2.2  The USETDA has been started in 2009 by ETD active professionals in United States. The United States Electronic Thesis and Dissertation is a non-profit association in higher education with in the United Nation. It has been constituted to fulfil the goals of development of state vide ETD initiatives, to organize information on best practice, to provide best available education & training to ETD professionals within U.S and provide co-operation to international ETD organization.

3.3   U.K ETD Program :

UKTG : UK Thesis Online Group was the first initiation of ETDs in U.K. It was established in 1990.  The theme of establishment was to connect various peoples related to Thesis and Dissertations.  UKTG have done various efforts to enhance ETDs usability in UK universities. In this series a big survey has been conducted with the help of British Library and Joint Information Systems Committee (JISC).

Universities in UK generally send duplicate copy of thesis to British Library.   While there is not any regulation in existence for the purpose. British library EThOS electronic thesis service has been started in

2009.

UK institutions awarded thesis has been covered by EThOS upto 87%.

3.4  Indian ETD Program:

National knowledge commission of India has been setup in 2005 by the planning commission of India. Its aim to preserve knowledge in best possible ways and maximize sharing of resources. National Knowledge Network has been planned to maintain various aspects of national digital contents. ETD has been recommended one of the best ways to preserve and disseminate national research output.

Informational and library network (INFLIBNET Centre) an inter university centre of university grant commission of Government of India. On the recommendation of National Knowledge Commission and funding of Ministry of Human Resource and Development a national ETD repository project SHODHGANGA has been planned in 2009 and started in 2010 by INFLIBNET.

In year 2009 University Grant Commission passed a regulation called minimum standards and procedures for the award of MPhil and PhD degrees. It is mandatory for the research scholar to submit the electronic version of MPhil/PhD dissertation and thesis within 30 days from announcement of the award of their degree.

Indian national electronic thesis and dissertation repository is Shodhganga . It has been designed on open source software DSpace, a digital repository software.

China, U.K and India have National Thesis service based on cooperative ETD model. United States of America has various good ETD repositories; these are growing at leading stage internationally. But USA doesn't have National thesis service.

So National ETD repository service in China, U.K and India will be considered for comparison.

4. Analysis and Findings:

National cooperative ETD services of three countries are the best effort of cooperative ETD movements among the largest mass of higher education students. The growth and development of these ETD repositories are analysed at various parameters as under :

4.1 Growth Rate:

Cooperative ETD movement at national level have been started in 1990 by EThOS, British National thesis service in U.K. After nine years in 1999, CALIS-ETD has been started in China as national thesis service and after ten years in 2009, Indian national thesis service has been started as Shodhganga. Presently  EThOS,  British  thesis  service  completed  around  25  years  and  87%  of  Ph.D  awarding institutions are its regular contributors. Still 13% Institutions are in process to cover under national thesis service. While China national thesis service CALIS-ETD has been completed more than 15 years but around 100 institutions / Universities are covered under national thesis service. While, china have more than 1000 universities/ institutions for higher education.

CALIS-ETD has to cover a long way to achieve 100 %   submission of Ph.D thesis in national thesis repository.

Indian  national  ETD  program  has  completed  just  around  7  years.  But  shodhganga  national  ETD repository has achieved significant growth year by year. University Grant Commission has recorded 759 universities while 261 universities have their thesis contribution in shodhganga national ETD repository. Indian national ETD service has been covered 30% of universities contribution in last five years. It is good growth rate but Indian ETD movement may discover better mile stone if ETD movement will be implemented at state level also with national supported infrastructure.

4.2 Mandatory Deposit regulation

Life of a ETD repository solely depend on contribution of  records and cooperative national ETD may grow by contribution of members.

British  thesis  service  EThOS and  china  thesis  service  CALIS-ETD  don't have  any  regulation  for

universities to contribute mandatory in national thesis service.

Indian  national  thesis  service  shodhganga has  been  framed  by UGC  regulation  of  universities  for mandatory contribution.

4.3  Implementation and Access

EThOS, CALIS-ETD and  Shodhganga national cooperative thesis service repository are free to access. All these repositories have various search facilities for readers while full text access is controlled in CALIS-ETD repository. EThOS and Shodhganga provides free of cost direct full text access.

All three ETD repositories have OAI-PMH enable   metadata service. Implementation of EThOS and CALIS-ETD are decentralized but shodhganga has centralized system for national ETD repository. Shodhganga ETD search has discovered results only from Indian thesis and dissertations while EThOS and CALIS-ETD have integrated database with other ETD collections.

4.4  NDLTD Support

Around the world National Digital Library Thesis and Dissertation known as non-profitable organization dedicated  to  ETD  development  and  research  projects.  NDLTD  provides  the  support  for  ETD establishment projects at national and states level in various countries.

4.5 Areas for Future Concern

Electronic thesis and dissertation is a rising concept in universities around the world, yet various universities  don't  have  infrastructure  for  Information  and  communication  technology.  Comparative analysis of EThoS, CALIS-ETD and Shodhganga extract that remarkable achievement of ETD concept may discover by implementing it at various levels as under:

' National level ETD repository should be framed.

' Submission of Electronic Thesis and Dissertation should be mandatory to award Ph.D. degree.

' National level ETD development training programs should be available.

' Information and communication technology enable campus should be mandatory requirement for accreditation of Universities.

' State vide ETD development programs should be started.

5. Conclusion :

National cooperative ETD efforts study has presented an efficient picture of cooperative ETD movements around the world. Advancement of Informational and communication technology has provided various efficient tools to manage research. Due to changing paradigm of research to e-research a data intensive research approach has been in practice.

ETD movement around the world is required to setup an international standard and guidelines to manage research contents and data. As volume of data in research is increasing and important, it is very much required to develop a well-planned ETD framework with research data management capabilities.

The challenge to the national cooperative ETD service is to cover complete thesis and dissertation work of their respective country. Further requirement of research is to discover hurdles on ground realities in process to develop ETD services in these countries.  Research data management enabled ETD programs of a country may provide a unique portal for research developments.

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